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SWAP Confirms – Empire State Development Corporation

For each interest rate exchange agreement (or swap) entered into by the State or its Authorized Issuers, a swap confirmation, summarizing the transaction, is provided by the counterparty (i.e. investment bank). Information contained in the swap confirmation includes the interest rate to be paid by the issuer, whether swap payments are insured, the timing of swap payments, the floating rate index to be used, and the termination date, among other data. Provided below are all swap confirmations entered into the State or its Authorized Issuers, arrayed by Authority, bonding program, counterparty and transaction date.

Table showing NYS Swaps Information and Schedules to Master Agreements

Correctional Facilities Service Contract Bonds Bear Stearns – Bonds 1 – November 26, 2002 (PDF, 169KB)
Bear Stearns – Bonds 2 – November 26, 2002 (PDF, 175KB)
Bear Stearns – Bonds 3 – November 26, 2002 (PDF, 176KB)
Citi Bonds – November 26, 2002 (PDF, 105KB)
Goldman Sachs Bonds – November 26, 2002 (PDF, 406KB)
Morgan Stanley Bonds – November 26, 2002 (PDF, 111KB)

Personal Income Tax Revenue Bonds Citi – Bonds 1 – December 22, 2004 (PDF, 142KB)
Citi – Bonds 2 – December 22, 2004 (PDF, 129KB)
Citi – Bonds 3 – December 22, 2004 (PDF, 292KB)
Citi – March 15, 2014 (PDF, 132KB)
Goldman Sachs Bonds 1 – December 22, 2004 (PDF, 156KB)
Goldman Sachs Bonds 2 – December 22, 2004 (PDF, 143KB)
Goldman Sachs Bonds 3 – December 22, 2004 (PDF, 144KB)
Goldman Sachs Bonds – March 15, 2014 (PDF, 143KB)
Lehman Brothers Bonds 1 – December 22, 2004 (PDF, 141KB)
Lehman Brothers Bonds 2 – December 22, 2004 (PDF, 137KB)
Lehman Brothers Bonds 3 – December 22, 2004 (PDF, 140KB)
Lehman Brothers Bonds – March 15, 2014 (PDF, 152KB)
UBS Bonds 1 – December 22, 2004 (PDF, 189KB)
UBS Bonds 2 – December 22, 2004 (PDF, 168KB)
UBS Bonds 3 – December 22, 2004 (PDF, 174KB)
UBS Bonds – March 15, 2014 (PDF, 176KB)

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