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SWAP Confirms – Dormitory Authority

For each interest rate exchange agreement (or swap) entered into by the State or its Authorized Issuers, a swap confirmation, summarizing the transaction, is provided by the counterparty (i.e. investment bank). Information contained in the swap confirmation includes the interest rate to be paid by the issuer, whether swap payments are insured, the timing of swap payments, the floating rate index to be used, and the termination date, among other data. Provided below are all swap confirmations entered into the State or its Authorized Issuers, arrayed by Authority, bonding program, counterparty and transaction date.

Table showing NYS Swaps Information and Schedules to Master Agreements

CUNY – Consolidated Revenue Bonds Citibank – April 10, 2003 (PDF, 2.36MB)
Citibank – February 24, 2005 (PDF, 293KB)
Lehman Brothers – April 10, 2003 (PDF, 2.36MB)
Lehman Brothers – February 24, 2005 (PDF, 404KMB)
Merrill Lynch – April 10, 2003 (PDF, 2.31MB)
UBS – April 10, 2003 (PDF, 1.72MB)

Mental Health Service Revenue Bonds Bear Stearns (2003D-2) – July 15, 2003 (PDF, 397KB)
Goldman Sachs (2003D-2) – July 15, 2003 (PDF, 317KB)
Goldman Sachs (2003D-2) – January 8, 2004 (PDF, 391KB)
JP Morgan (2003C-2) – July 15, 2003 (PDF, 1.05MB)
JP Morgan (2003D-2 ) – July 15, 2003 (PDF, 1.09MB)
Lehman Brothers (2003F-2) – January 8, 2004 (PDF, 306KB)
Merrill Lynch (2003F-2) – January 8, 2004 (PDF, 273KB)
Morgan Stanley (2003D-2) – July 15, 2003 (PDF, 241KB)
UBS (2003F-2) – January 8, 2004 (PDF, 452KB)

Personal Income Tax Revenue Bonds JP Morgan – March 15, 2017 (PDF, 467KB)
Lehman Brothers – March 2, 2005 (PDF, 322KB)
Morgan Stanley (Series A) – March 24, 2005 (PDF, 299KB)
Morgan Stanley (Series B) – March 24, 2005 (PDF, 298KB)
UBS (2003F-2 – March 15, 2017 (PDF, 443KB)

Update Community Colleges Revenue Bonds Goldman Sachs – July 1, 2016 (PDF, 424KB)
Lehman Brothers – March 3, 2005 (PDF, 369KB)

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