Transportation, Department of
skip breadcrumbs| All amounts are in dollars |
| Category | Available 2007-08 |
Appropriations Recommended 2008-09 |
Change From 2007-08 |
Reappropriations Recommended 2008-09 |
|---|---|---|---|---|
| State Operations | 47,986,000 | 49,033,000 | 1,047,000 | 56,577,400 |
| Aid To Localities | 2,863,177,300 | 3,036,265,000 | 173,087,700 | 177,212,600 |
| Capital Projects | 4,445,040,000 | 4,637,562,000 | 192,522,000 | 14,834,713,000 |
| Total | 7,356,203,300 | 7,722,860,000 | 366,656,700 | 15,068,503,000 |
| Full-Time Equivalent Positions (FTE) |
| Program | 2007-08 Estimated FTEs 03/31/08 |
2008-09 Estimated FTEs 03/31/09 |
FTE Change |
|---|---|---|---|
| Design and Construction | |||
| Capital Projects Funds - Other | 4,291 | 4,583 | 292 |
| New York Metropolitan Transportation Council | |||
| Special Revenue Funds - Other | 68 | 68 | 0 |
| Operations Program | |||
| Special Revenue Funds - Other | 12 | 12 | 0 |
| Passenger and Freight Transportation Program, Office of | |||
| Special Revenue Funds - Federal | 79 | 79 | 0 |
| Special Revenue Funds - Other | 133 | 133 | 0 |
| Capital Projects Funds - Other | 98 | 98 | 0 |
| Planning and Program Management | |||
| Capital Projects Funds - Other | 526 | 526 | 0 |
| Preventive Maintenance | |||
| Capital Projects Funds - Other | 4,884 | 4,914 | 30 |
| Real Estate | |||
| Capital Projects Funds - Other | 180 | 180 | 0 |
| Total | 10,271 | 10,593 | 322 |
Note: Most recent estimates as of 01/22/08.
Mission
The Department of Transportation (DOT) directly maintains and improves the State's more than 40,000 State highway lane miles and over 7,500 bridges. In addition, the Department partially funds locally-operated transit systems, local government highway and bridge construction, and rail, airport, and canal programs.
The DOT of the 21st Century is capitalizing on evolving world trade patterns, using intelligent transportation technology to manage increases in traffic and balancing security concerns with the need to move people and products safely and efficiently. The Department closely coordinates with other State transportation agencies and authorities, with the goal of creating a seamless statewide transportation system that addresses environmental and community concerns and more efficiently moves people and goods throughout the State's transportation system.
Budget Highlights
The Executive Budget recommends $7.7 billion All Funds ($103 million General Fund; $4.5 billion Capital Projects Funds; $177 million Other Funds) for the Department of Transportation (DOT). This is an increase of $369 million (decrease of $600,000 General Fund; increase of $193 million Capital Projects Funds; increase of $177 million Other Funds) from the 2007-08 Budget. This net change primarily reflects: increased transit aid to meet the operating needs of transit systems Statewide, including a record level of aid to the MTA ($173 million); planned increases in DOT construction and preventive maintenance ($59 million); new resources for the State and Local Bridge Preservation Program ($140 million); and a net decrease of $3 million for administrative savings and other offsetting adjustments based on program activity.
The Executive Budget recommends a staffing level of 10,593 FTEs for the Department of Transportation, a net increase of 322 from the 2007-08 budget. A total of 339 new positions are provided to support the new State and Local Bridge Preservation Program including staff for additional bridge maintenance crews and State and Local contract oversight. Another 30 preventive maintenance positions will enhance the Department's ability to maintain its heavy equipment and reduce reliance on outside repair work. The Budget also includes 25 new positions to replace consultant contracts for information technology and bridge inspection with State staff. A total of 22 positions will be eliminated due to administrative automation and efficiencies.
Major budget actions include:
- Bridge Preservation Program: The budget provides $140 million in 2008-09 for the State and Local Bridge Preservation Program that includes $17 million in support of State bridge crews and oversight, $50 million for bridge maintenance contracts, $13 million for bridge capital contracts and related engineering, and $60 million for locally-owned bridge facilities. An additional 339 positions are included to support these activities. A portion of an annual $20 fee assessed on motor vehicle insurance policies will be dedicated to the Dedicated Highway and Bridge Trust Fund (DHBTF) to provide resources for this new program.
- Enhanced In-sourcing: The budget enhances the use of State staff, adding 55 new positions for functions currently performed by consultant staff. These activities include information technology, bridge inspection and equipment management and are estimated to generate almost $1.6 million in annual cost savings upon full implementation in 2009-10.
- Administrative Efficiency: The budget includes over $2 million in cost savings from a variety of automation efforts and administrative efficiencies for procurement, project bidding and payroll and travel centralization.
- Additional Support for Statewide Significant Projects: The budget provides an additional $300 million of Federal funding in 2009-10 to ensure that Projects of Statewide Significance contained in the State transportation plan MOU, such as the conversion of Route 17 to Interstate 86, are not delayed by funding shortfalls caused by construction cost inflation.
- Transit Procurement Consortium: The budget puts in place incentives for transit providers to utilize consortiums when purchasing replacement buses meeting federal standards. The use of consortiums will allow smaller transit providers throughout the state to pool their resources and achieve greater economies of scale.
The Department is responsible for the implementation of transportation programs related to highways and bridges, transit, aviation, ports, rail and other modes. It is supported by revenues from the Petroleum Business Tax, highway use tax, motor fuel taxes, auto rental tax, transportation/transmission tax, motor vehicle fees, and other fees. Substantial Federal aid is also used to support the programs. The 2005 Bond Act provides additional funding for the 2005-10 period.
The five-year transportation capital plan enacted in State Fiscal Year 2005-06 included over $35.9 billion for the State's transportation systems during the period, with over $17.9 billion for DOT capital programs and over $17.9 billion for the Metropolitan Transportation Authority program. To finance the plan, existing resources were augmented by increases in motor vehicle fees, a restructuring of the Dedicated Highway and Bridge Trust Fund debt, increases in the sales tax and mortgage recording tax levied in the MTA service district, and the Rebuild and Renew New York Transportation Bond Act passed by the voters in November 2005. The 2007-08 budget increased the DOT plan to over $18.7 billion, largely reflecting the utilization of additional Federal resources.
The Executive Budget further increases DOT's five-year capital program by $587 million to $19.4 billion. Primary components of this increase include $287 million for the State and local bridge maintenance initiative and $300 million in supplemental Federal resources for Projects of Statewide Significance.
A new State and Local Bridge Preservation Program to enhance funding for preventive maintenance on State and locally-owned bridges will provide $140 million in 2008-09. Key elements of this initiative include: $13 million for State bridge maintenance crews and related equipment and facilities; $54 million for bridge maintenance contracts and State and local contract support; $13 million for bridge construction contracts and related engineering; and a $60 million local bridge preservation program. The budget also provides 339 positions to support this initiative, including 262 FTEs for bridge maintenance crews, 57 FTEs for State and local maintenance contract oversight and 20 FTEs for engineering design and construction inspection.
The Department's operations are devoted primarily to highway maintenance, particularly snow and ice removal. The 2008-09 Executive Budget provides $610 million for snow and ice control and State forces preventive maintenance. This level represents an increase of approximately $16 million in both Federal and State funds, which will be utilized for inflationary pressures, conformance to unfunded mandates, and critical maintenance needs. Additional funding for preventive maintenance performed by private firms is included as part of the highway and bridge contract level.
The Department's regulatory programs and other operations are primarily funded by fees, miscellaneous revenues and federal aid. Approximately $25.4 million is derived from fees, including those imposed on trucks registered to transport products throughout the State; landing fees and rents levied at Republic Airport; revenues generated by the sale and rental of Department property, such as commercial leasing of land for parking or storage; and funds recovered from accident damage to State transportation facilities. These funds support a number of agency activities, including administrative support services, highway safety and aviation programs.
Federal aid of $20 million and dedicated mass transit funds totaling $6.5 million help finance the Department's remaining operating responsibilities for mass transportation, aviation and motor-carrier safety programs.
Capital appropriations provide funding for construction and reconstruction projects on State highways, bridges, railways and airports, as well as financing the engineering staff and private-sector consultants who work on these projects. Obligations for highway and bridge construction contracts will total $2.13 billion in 2008-09, an increase of $153 million over Enacted Budget levels for the prior year.
The centerpiece of the State's Highway and Bridge Program is the Dedicated Highway and Bridge Trust Fund (DHBTF), established in 1993. The Trust Fund derives its revenues from portions of the petroleum business tax, motor fuel tax, motor vehicle fees, highway user fees, auto rental tax, transportation/transmission tax, and miscellaneous transportation-related revenues. These funds are used both on a pay-as-you-go basis and to pay debt service on bonds issued by the Thruway Authority to finance portions of the State and local highway programs. A restructuring of Trust Fund debt in 2005 provided additional financial resources to support the new five-year transportation plan. The 2005-06 Enacted Budget also increased certain motor vehicle fees to support the plan. The 2008-09 Executive Budget proposes to dedicate a portion of a $20 fee assessed on motor vehicle insurance policies to the Trust Fund to support the new State and Local Bridge Preservation Program. In addition, the Executive Budget includes a cash transfer of up to $119 million from the General Fund to the Trust Fund to address an estimated funding shortfall in 08-09. Additional funding shortfalls are also projected for future years based upon the current DOT capital plan.
A significant portion of the State and local highway capital program is supported by Federal aid, authorized in accordance with multi-year Federal transportation acts. The most recent Federal Transportation Act, known as SAFETEA-LU covers Federal fiscal years 2004-09. The Federal capital aid appropriation in 2008-09 is available for over $2 billion
of Federal funding including provisions for State and local highways and bridges, engineering, rail and community enhancement programs. An additional $50 million appropriation is provided for the second year of the Department's federally-funded “Maintenance First” initiative.
Additionally, the Rebuild and Renew New York Transportation Bond Act of 2005 continues to provide $1.45 billion each for the DOT and MTA capital programs from State fiscal years 2005-06 through 2009-10.
Local highway and bridge capital programs include the Consolidated Highway Improvement Program (CHIPS), the Municipal Streets and Highways Program (“Marchiselli” Program) and the Multi-Modal Program. The CHIPS and Marchiselli programs are funded by bonds issued by the Thruway Authority with debt service paid from the State's Dedicated Highway and Bridge Trust Fund. In 2008-09, the CHIPS capital program will be funded at $303.1 million, and the Marchiselli program at $39.7 million.
A $20 million appropriation for rail freight and passenger projects will continue to expand shipping opportunities for New York businesses, reduce costs for consumers and improve passenger transportation. The State continues to provide up to $8 million to match Federal aviation grants. The Executive Budget also includes a $4 million appropriation for the Regional Aviation Fund to support additional improvements at Stewart Airport.
The Aid to Localities budget is comprised primarily of appropriations supported by State taxes dedicated to public transportation through the Mass Transportation Operating Assistance (MTOA) Fund and the Dedicated Mass Transportation Trust Fund. Mass Transportation Operating Assistance Fund revenues are derived from a 3/8 percent sales tax; a business tax surcharge levied in the New York City metropolitan region; and a portion of statewide taxes on transmission, transportation and petroleum-related businesses. Dedicated Mass Transportation Trust Fund revenues are derived from a share of the revenues deposited in the Transportation Dedicated Funds Pool, which includes portions of the Petroleum Business Tax, the Motor Fuel Tax and motor vehicle fees. New appropriations to transit systems will total approximately $3 billion.
More than $2.5 billion of new operating aid appropriations are recommended for the Metropolitan Transportation Authority (MTA) in 2008-2009. This includes $625.2 million from the Dedicated Mass Transportation Trust Fund in support of the MTA capital program. The operating assistance also includes $45 million in General Fund support for the MTA as the State's contribution to reduced fares for New York City school children. The City will match this contribution.
Transit operators other than the MTA will receive a total of $448 million in new appropriations in 2008-09. Of this amount, $175 million is targeted for upstate transit systems. This includes $23 million in upstate transit aid that results from a redistribution of the Corporation and Utilities Taxes, sections 183 & 184 (Transmission Tax), between the upstate and downstate regions to better reflect the statewide collection of this tax. Capital funding of $41 million is recommended for transit systems other than the MTA from the Dedicated Mass Transportation Trust Fund. This capital program funds a variety of transit-related needs, primarily bus purchases and a portion of the required match to Federal transit capital aid.
2008-09 Executive Budget — Agency Presentation
Transportation, Department of (PDF)